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Wilfred James Smyly

Raymond James Financial Services Advisors, Inc

Stoneham, MA

CRD 4208652

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-10-02
  • MA RA
    APPROVED
    Since 2018-10-02

Branch Locations

80 Montvale Avenue, Stoneham, MA 02180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoneham Bank Stoneham MA 08/2005 Present
Infinex Investments, Inc. Stoneham MA 08/2005 09/2018
Raymond James Financial Services, Inc. Stoneham MA 09/2018 Present
Stoneham Financial Services Stoneham MA 09/2018 Present
  • 08/2005 → Present
    Stoneham Bank
    Stoneham, MA
  • 08/2005 → 09/2018
    Infinex Investments, Inc.
    Stoneham, MA
  • 09/2018 → Present
    Raymond James Financial Services, Inc.
    Stoneham, MA
  • 09/2018 → Present
    Stoneham Financial Services
    Stoneham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-23
  • S66 Uniform Combined State Law Examination
    2018-07-23
Other Names
  • Jim Smyly

View on SEC IAPD

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