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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-03 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Charlotte | NC | 08/2016 | 11/2020 |
| Zermatt Securities, Inc. | Charlotte | NC | 11/2020 | 04/2021 |
| Hayden Royal | Charlotte | NC | 11/2020 | 04/2021 |
| Carolinas Investment Consulting Llc | Charlotte | NC | 05/2021 | 01/2022 |
| Carolinas Wealth Consulting Llc | Charlotte | NC | 05/2021 | 01/2022 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 01/2022 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-01 |
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