Andrew W Atherton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 01/2004 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Flint, MI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Flint, MI

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Flint, MI
• 2010-07-07 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Flint, MI

Other Businesses

1. ANDREW ATHERTON POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/23/2004 ADDRESS: G-3339 Van Slyke Rd, PO Box 7909, Flint MI 48507, United States DESCRIPTION: Fixed Insurance Sales 2. ENCOMPASS TAX & INVESTMENT GROUP LLC POSITION: Owner NATURE: business is structured as an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 145 SECURITIES TRADING HOURS: 125 START DATE: 08/01/2007 ADDRESS: G-3339 Van Slyke Rd, PO Box 7909, Flint MI 48507, United States DESCRIPTION: I prepare tax returns for individuals, corporations, partnerships & trusts. We also provide payroll and accounting services for businesses. I also use this business name for the securities business 3. YOUNG, HECK & ATHERTON LLC POSITION: 100% Owner NATURE: LLC taxed as an "S" Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/15/2008 ADDRESS: G-3339 Van Slyke Rd, PO Box 7909, Flint MI 48507, United States DESCRIPTION: Manage the ownership of a commercial building, paying bills and maintenance of building. My securities business is the sole tenant of the building.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-13
• S63 Uniform Securities Agent State Law Examination
  2000-07-17