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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

701 Avenue G, Marble Falls, TX 78654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Marble Falls TX 06/2015 09/2019
Summit Financial Group Inc Marble Falls TX 06/2015 05/2021
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Daniel Arrington Fishing Guide Buchanan Dam TX 01/2013 Present
Granite Wealth Managment Marble Falls TX 05/2011 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2015 → 09/2019
    Summit Brokerage Services Inc
    Marble Falls, TX
  • 06/2015 → 05/2021
    Summit Financial Group Inc
    Marble Falls, TX
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2013 → Present
    Daniel Arrington Fishing Guide
    Buchanan Dam, TX
  • 05/2011 → Present
    Granite Wealth Managment
    Marble Falls, TX
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) Brandon Arrington FISHING GUIDE; NOT INVESTMENT RELATED; BUCHANAN DAM, TX; FISHING; FISHING GUIDE ON LAKE BUCHANAN; 100% OWNERSHIP; START DATE 1/1/2013; 24 HOURS PER MONTH; 0 HOURS DURING TRADING. (2) GRANITE WEALTH MANAGEMENT; SINCE 05/01/2011; ADDRESS SAME AS BRANCH; SENIOR FINANCIAL ADVISOR; DBA NAME; 200 HOURS SPENT ON THIS ACTIVITY/ MONTH, 8 SPENT DURING TRADING HOURS (3) TRUSTEE FOR MARVIN GLEN COMMONS FAMILY TRUST; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; TRUSTEE FOR MARVIN GLEN COMMONS FAMILY TRUST; TRUSTEE; 06/12/2019; APPX 1 HR/MONTH; APPX 1 HR/MONTH DURING TRADING; TRUSTEE TO GRAET UNCLE MARVIN GLEN COMMONS FAMILY TRUST (4) EXECUTOR OF MARVIN GLEN COMMONS; NOT INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; EXECUTOR OF MARVIN GLEN COMMONS; EXECUTOR; 06/12/2019; APPX 2 HRS/MONTH; APPX 1 HR/MONTH DURING TRADING; DISTRIBUTING ASSETS ACCORDING, MARVIN GLENN COMMONS, GREAT UNCLE. FOUND OUT AT READING OF WILL 6/12/19 (5) NAME OF OTHER BUSINESS: EDDIE EDWARDS MEMORIAL SCHOLARSHIP; INVESTMENT RELATED: NO; ADDRESS: 13355 NOEL ROAD STE 1370 DALLAS, TX 75240; NATURE OF BUSINESS: MEMORIAL SCHOLARSHIPS; START DATE: 05/2012; POSITION/TITLE/RELATIONSHIP: SELECTION COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SCREEN APPLICANTS OF GRANDUATING SENIORS FOR SCHOLARSHIP SELECTION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
S63 Uniform Securities Agent State Law Examination 2000-07-24
  • S66 Uniform Combined State Law Examination
    2002-09-05
  • S63 Uniform Securities Agent State Law Examination
    2000-07-24
Other Names
  • Brandon Arrington

View on SEC IAPD

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