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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-05
  • NY RA
    APPROVED
    Since 2025-09-05

Branch Locations

Locust Valley, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
George Lang Cpa New York NY 01/1980 Present
Avantax Investment Services, Inc. New York NY 02/2003 09/2025
Gaf Financial Group New York NY 01/2016 Present
George A Lang Cpa Melville NY 01/1984 Present
George A Lang Cpa Melville NY 01/1984 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Melville NY 11/2001 09/2025
Cetera Wealth Services, Llc Locust Valley NY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1980 → Present
    George Lang Cpa
    New York, NY
  • 02/2003 → 09/2025
    Avantax Investment Services, Inc.
    New York, NY
  • 01/2016 → Present
    Gaf Financial Group
    New York, NY
  • 01/1984 → Present
    George A Lang Cpa
    Melville, NY
  • 01/1984 → Present
    George A Lang Cpa
    Melville, NY
  • 11/2001 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Melville, NY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Locust Valley, NY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-08-30 → 2025-09-05
    Avantax Advisory Services
    Locust Valley, NY
Other Businesses

1) Fiduciary Appointment-Executor~139 FULTON ST~NYC~NY~10038-0254~4/1/2015~5hrs~1hrs~Collect/distribute assets in accordance with LW&T 2) GEORGE A LANG CPA POSITION: OWNER NATURE: ACCOUNTING AND TAX PREP/CONSULTING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 01/01/1984 ADDRESS: 324 South Service Rd, Suite 118, Melville NY 11747, United States DESCRIPTION: ACCOUNTING and TAX PREP SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-19

View on SEC IAPD

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