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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-04-29
  • MN RA
    APPROVED
    Since 2022-04-29

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 01/2014 04/2021
Duck Duck Gray Duck, Llc Plymouth MN 10/2020 Present
Lpl Financial Llc Plymouth MN 04/2022 06/2025
Wealth Enhancement Advisory Services Plymouth MN 04/2022 Present
Wealth Enhancement Group Plymouth MN 04/2022 Present
Wealth Enhancement Brokerage Services Plymouth MN 04/2022 Present
  • 01/2014 → 04/2021
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 10/2020 → Present
    Duck Duck Gray Duck, Llc
    Plymouth, MN
  • 04/2022 → 06/2025
    Lpl Financial Llc
    Plymouth, MN
  • 04/2022 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 04/2022 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 04/2022 → Present
    Wealth Enhancement Brokerage Services
    Plymouth, MN
Previous Registrations
Other Businesses

1)04/22/2022 - DUCK DUCK GRAY DUCK LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Plymouth, MN - Start: 10/2020 - 40 Hr/Mth 2) 04/26/2022 - Wealth Enhancement Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 4/25/2022 - 40 Hours Per Month - Time Spent 100% - I provide administrative support to Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 04/2022 expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-06
S63 Uniform Securities Agent State Law Examination 2013-01-14
  • S65 Uniform Investment Adviser Law Examination
    2014-02-06
  • S63 Uniform Securities Agent State Law Examination
    2013-01-14
Other Names
  • Dan Dziekciowski

View on SEC IAPD

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