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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-07-22
FL RA APPROVED 2000-08-09
  • TX RA
    APPROVED_RES
    Since 2004-07-22
  • FL RA
    APPROVED
    Since 2000-08-09

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 06/2000 Present
Bank Of America, N.A. Naples FL 12/2009 Present
Other Businesses

I*1713259 Entity Type: For Profit Name of OBA: Fringe Frontier (musical group) Address: Naples, FL, 34103 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/21/2024 No Hours: 10 Weekly No Hours during trading:0 Duties: Singer/Songwriter will play, record and publish songs I*: 2854274 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO S. M B. SEP FBO S. M B. Address: Naples, FL 34110 Investment Related: No Position, Title, Association: POAEmployee Start Date: 09/12/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Power for attorney for parents I*: 2855277 Entity Type: Fiduciary role Name of OBA: J. C B. IRA Address: Naples, FL 34103 Investment Related: No Position, Title, Association: POA Employee Start Date: 09/12/2025Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Power of Attorney for parents I*2813274, Entity Type: , Name of OBA: MR J C B AND MRS S M B JTWROS , Address: Naples, Florida, 34110, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/03/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2000-08-24

View on SEC IAPD

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