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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 02/2002 Present
Previous Registrations
  • 2007-03-19 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

NAME OF ENTITY: (SELF) START DATE: 6/3/2014 ADDRESS: 211 Chicago, IL POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 211 CHICAGO, IL. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): LESS THAN AN HOUR A MONTH, ON AVERAGE. HOURS DURING TRADING: LESS THAN ONE PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-16
S63 Uniform Securities Agent State Law Examination 2000-06-19
  • S66 Uniform Combined State Law Examination
    2007-03-16
  • S63 Uniform Securities Agent State Law Examination
    2000-06-19
Designations
Other Names
  • Jeff Bergmann
  • Jeffrey Robert Bergmann

View on SEC IAPD

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