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2700 N Central Ave Suite 1200, Phoenix, AZ 85004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-24 |
Branch Locations
2700 North Central Avenue, 12Th Floor, Phoenix, AZ 85004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Phoenix | AZ | 01/2009 | 08/2026 |
| Osaic Wealth, Inc. | Jersey City | NJ | 09/2023 | 08/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2026 | Present |
| Bridgeport Financial Solutions | Fairfield | IA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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