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Peter Baechler

Ubs Financial Services Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Ny NY 07/1999 Present
Ubs International Inc. New York NY 01/2003 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 07/1999 → Present
    Ubs Ag
    Ny, NY
  • 01/2003 → Present
    Ubs International Inc.
    New York, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Previous Registrations
  • 2007-05-31 → 2010-01-01
    Ubs International Inc.
    Miami, FL
    New York, NY
  • 2004-06-11 → 2005-09-22
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-05
  • S66 Uniform Combined State Law Examination
    2001-10-05

View on SEC IAPD

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