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Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-05
  • TX RA
    APPROVED
    Since 2019-09-05

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

Garland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reef Securities, Inc. Richardson TX 11/2013 12/2020
Nobles & Richards, Inc. Plano TX 01/2017 05/2017
Sunbelt Securities Inc Houston TX 03/2017 Present
Bv Securitiese Llc (Bd) Irving TX 01/2019 Present
Chapwood Securities Inc Plano TX 10/2020 06/2023
Reef Securities Richardson TX 05/2021 Present
  • 11/2013 → 12/2020
    Reef Securities, Inc.
    Richardson, TX
  • 01/2017 → 05/2017
    Nobles & Richards, Inc.
    Plano, TX
  • 03/2017 → Present
    Houston, TX
  • 01/2019 → Present
    Bv Securitiese Llc (Bd)
    Irving, TX
  • 10/2020 → 06/2023
    Chapwood Securities Inc
    Plano, TX
  • 05/2021 → Present
    Reef Securities
    Richardson, TX
Previous Registrations
  • 2013-02-14 → 2013-11-18
    Chestnut Financial Advisers, Inc.
    Richardson, TX
  • 2006-08-02 → 2007-12-31
    Afs Brokerage, Inc.
    Austin, TX
    Austin, TX
  • 2005-02-01 → 2005-03-07
    Milkie/Ferguson Investments, Inc.
    Dallas, TX
  • 2002-01-18 → 2004-09-16
    Dallas, TX
Other Businesses

1) BV Securities LLC (BD): Investment related. 8390 LBJ Freeway, Suite 570, Dallas, TX 75243. Contractor. Compliance/Principal. No relationship. Start: 01/2019. Compensation: monthly rate. 3 hours a week, during trading hours. 2) Sunbelt Securities: Investment related. 2700 Post Oak Blvd. #1700 Houston, TX 77056, Started 3/15/17, Inv related, General Securities, Independent Contractor, Compliance Officer. 3) Reef Securities (B/D): Investment Related. 1901 North Central Expressway, Richardson, TX 75080. Operations/Admin. No relationship. Start: 05/2021. 8 hours a week, during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-28
  • S66 Uniform Combined State Law Examination
    1999-09-28
Other Names
  • Ken Shade

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