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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-05 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
Garland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Reef Securities, Inc. | Richardson | TX | 11/2013 | 12/2020 |
| Nobles & Richards, Inc. | Plano | TX | 01/2017 | 05/2017 |
| Sunbelt Securities Inc | Houston | TX | 03/2017 | Present |
| Bv Securitiese Llc (Bd) | Irving | TX | 01/2019 | Present |
| Chapwood Securities Inc | Plano | TX | 10/2020 | 06/2023 |
| Reef Securities | Richardson | TX | 05/2021 | Present |
1) BV Securities LLC (BD): Investment related. 8390 LBJ Freeway, Suite 570, Dallas, TX 75243. Contractor. Compliance/Principal. No relationship. Start: 01/2019. Compensation: monthly rate. 3 hours a week, during trading hours. 2) Sunbelt Securities: Investment related. 2700 Post Oak Blvd. #1700 Houston, TX 77056, Started 3/15/17, Inv related, General Securities, Independent Contractor, Compliance Officer. 3) Reef Securities (B/D): Investment Related. 1901 North Central Expressway, Richardson, TX 75080. Operations/Admin. No relationship. Start: 05/2021. 8 hours a week, during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-28 |
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