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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-31 |
| TX | RA | APPROVED | 2022-05-27 |
Branch Locations
161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States
Chandler, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sac Development Llc | Chandler | AZ | 01/2007 | Present |
| J.P. Morgan Securities Llc | Mesa | AZ | 10/2012 | 05/2022 |
| Ameriprise Financial Services, Llc | Gilbert | AZ | 05/2022 | Present |
Business Ownership; SAC Development LLC; Owner; Limited Liability Corp, to own rental property.; Starflower Dr, , Chandler, AZ, 85249; Not Investment-Related; 04/01/2013; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-22 |
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