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Seth Alan Chamberlain

Ameriprise Financial Services, LLC

Gilbert, AZ

Chandler, AZ

CRD 4208112

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-31
TX RA APPROVED 2022-05-27
  • CA RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-27

Branch Locations

161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States

Chandler, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sac Development Llc Chandler AZ 01/2007 Present
J.P. Morgan Securities Llc Mesa AZ 10/2012 05/2022
Ameriprise Financial Services, Llc Gilbert AZ 05/2022 Present
Previous Registrations
  • 2012-10-01 → 2022-05-28
    Mesa, AZ
    Mesa, AZ
  • 2006-09-13 → 2012-10-01
    Chase Investment Services Corp.
    Chandler, AZ
    Chandler, AZ
    Mesa, AZ
    Chandler, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
  • 2005-07-06 → 2006-02-01
    Chase Investment Services Corp.
    Chandler, AZ
    Chicago, IL
  • 2005-03-09 → 2005-07-06
    Banc One Securities Corporation
    Chandler, AZ
Other Businesses

Business Ownership; SAC Development LLC; Owner; Limited Liability Corp, to own rental property.; Starflower Dr, , Chandler, AZ, 85249; Not Investment-Related; 04/01/2013; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
  • S66 Uniform Combined State Law Examination
    2001-06-22
Other Names
  • Seth Alan Chamberlain
  • Seth Camberlain

View on SEC IAPD

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