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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-08
  • IL RA
    APPROVED
    Since 2026-01-08

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Boilingbrook IL 07/2013 01/2024
Osaic Wealth, Inc. Boilingbrook IL 01/2024 01/2026
Lpl Enterprise Llc Downers Grove IL 01/2026 Present
  • 07/2013 → 01/2024
    Woodbury Financial Services, Inc.
    Boilingbrook, IL
  • 01/2024 → 01/2026
    Boilingbrook, IL
  • 01/2026 → Present
    Downers Grove, IL
Previous Registrations
  • 2024-01-19 → 2026-01-09
    Boilingbrook, IL
  • 2013-07-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    Boilingbrook, IL
    Naples, FL
    Boilingbrook, IL
  • 2009-12-01 → 2013-07-09
    Bolingbrook, IL
    Downers Grove, IL
    Bolingbrook, IL
  • 2006-03-22 → 2009-10-20
    Woodridge, IL
    Woodridge, IL
    Wheaton, IL
    Warrenville, IL
    Naperville, IL
    La Grange Park, IL
    Westmont, IL
    Clarendon Hills, IL
    Woodridge, IL
    Westmont, IL
    Glen Ellyn, IL
    Winfield, IL
    Naperville, IL
    Downers Grove, IL
    Naperville, IL
    Naperville, IL
  • 2003-05-20 → 2006-02-27
    A. G. Edwards & Sons, Inc.
    Willowbrook, IL
  • 2002-03-18 → 2003-05-06
    Morgan Stanley Dw Inc.
    Oak Brook, IL
Other Businesses

1. 01/02/2026 - River Bend HOA - Non-Profit Board Member - Not Inv Related - 04 Hour(s)/Month - 00 Hour(s) During Trading - Joliet, IL - OBA Start Date:04/19/2021 2. 01/02/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Bolingbrook, IL - OBA Start Date:12/05/2025 3. 01/02/2026 - Walter Meyers, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Bolingbrook, IL - OBA Start Date:12/05/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-05
  • S66 Uniform Combined State Law Examination
    2000-10-05

View on SEC IAPD

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