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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-02-03 |
| FL | RA | APPROVED | 2014-08-22 |
| TX | RA | APPROVED_RES | 2014-08-21 |
Branch Locations
2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States
211 Fulton Street Suite 500A, Peoria, IL 61602 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Sarasota | FL | 08/2014 | Present |
HELLO INDUSTRY MUSIC BAND- 506 E. MELBOURNE PEORIA, IL 61603- BOARD OF DIRECTORS, HELP PROVIDE BUSINESS STRATEGY ADVICE, ACCOUNTABILITY FOR ACTIVITY OF BAND MEMBERS- 1 TO 2 HOURS OUTSIDE BUSINESS HOURS, 0 DURING TRADING HOURS, 0 SHARES HELD- NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-15 |
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