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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-20 |
| PA | RA | APPROVED | 2013-12-13 |
Branch Locations
2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pittsburgh | PA | 12/2013 | Present |
(1) 07/31/2014: ASA Group - Non-Variable Insurance - Investment Related - 535 3rd St Beaver PA 15009 - Start 07/21/2014 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Agent. Insurance Types: Life, Health, Disability, LTC, Fixed Annuities (2) 07/31/2014: Ohio National - Non-Variable Insurance - Investment Related - 535 3rd St Beaver PA 15009 - Start 07/23/2014 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Agent. Insurance Types: Life, Health, Disability, LTC, Fixed Annuities (3) 02/18/2015: NSS Life - Non-Variable Insurance - Investment Related - 2000 Corporate Dr, Suite 570, Wexford, PA 15090 - Start 02/04/2015 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Agent. Insurance Types: Fixed Annuities (4) 08/08/2016: V&T Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 2000 Corporate Dr, suite 570 Wexford, PA 15090 - Start 07/08/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading (5) 08/09/2016: AMN Corp Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 2000 Corporate Dr. Wexford, Pa 15090 - Start 07/05/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - new business entity for (S-Corp) for tax purposes only (6) 7/16/2018 - Multiple Carriers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/03/2018 - 10 Hours Per Month/1 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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