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Thomas Patrick Nee

LPl Financial LLC

Wexford, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-20
PA RA APPROVED 2013-12-13
  • TX RA
    APPROVED_RES
    Since 2016-10-20
  • PA RA
    APPROVED
    Since 2013-12-13

Branch Locations

2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 12/2013 Present
Previous Registrations
  • 2007-08-30 → 2013-12-19
    Msi Financial Services, Inc.
    Pittsburgh, PA
  • 2004-10-08 → 2007-02-01
    Pittsburgh, PA
    Pittsburgh, PA
Other Businesses

(1) 07/31/2014: ASA Group - Non-Variable Insurance - Investment Related - 535 3rd St Beaver PA 15009 - Start 07/21/2014 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Agent. Insurance Types: Life, Health, Disability, LTC, Fixed Annuities (2) 07/31/2014: Ohio National - Non-Variable Insurance - Investment Related - 535 3rd St Beaver PA 15009 - Start 07/23/2014 - 5 Hr/Mo; 0 Hour(s) During Securities Trading - Agent. Insurance Types: Life, Health, Disability, LTC, Fixed Annuities (3) 02/18/2015: NSS Life - Non-Variable Insurance - Investment Related - 2000 Corporate Dr, Suite 570, Wexford, PA 15090 - Start 02/04/2015 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Agent. Insurance Types: Fixed Annuities (4) 08/08/2016: V&T Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 2000 Corporate Dr, suite 570 Wexford, PA 15090 - Start 07/08/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading (5) 08/09/2016: AMN Corp Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 2000 Corporate Dr. Wexford, Pa 15090 - Start 07/05/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - new business entity for (S-Corp) for tax purposes only (6) 7/16/2018 - Multiple Carriers - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/03/2018 - 10 Hours Per Month/1 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-01
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    2001-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Other Names
  • Jr Thomas P Nee
  • Thomas P Nee

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