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Dennis Gary Kemble

LPl Financial LLC

Buffalo, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-05
  • NY RA
    APPROVED
    Since 2021-08-05

Branch Locations

One Fountain Plz 3Rd Flr, Buffalo, NY 14203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Nashville TN 07/1998 Present
M&T Securities Buffalo NY 10/1999 Present
Lpl Financial Llc Buffalo NY 06/2021 Present
Lpl Financial Llc Buffalo NY 06/2021 Present
  • 07/1998 → Present
    Unemployed
    Nashville, TN
  • 10/1999 → Present
    M&T Securities
    Buffalo, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Buffalo, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Buffalo, NY
Previous Registrations
  • 2012-06-20 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2002-10-18
  • S65 Uniform Investment Adviser Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2002-10-18

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

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