Richard Robert Loy

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 01/2017
  Lincoln Financial Securities Corporation
  Columbia, SC
• 04/2017 → 05/2022
  Cuna Brokerage Services, Inc
  Waverly, IA
• 04/2017 → 05/2022
  Palmetto Citizens Federal Credit Union
  Columbia, SC
• 05/2022 → 08/2022
  Lpl Financial Llc
  Columbia, SC
• 08/2022 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2022 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2022-05-18 → 2022-08-26
  Lpl Financial Llc
  Irmo, SC
  Irmo, SC
• 2018-07-03 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Columbia, SC
  Columbia, SC
  Irmo, SC
• 2007-07-23 → 2008-06-19
  Waddell & Reed
  Columbia, SC
• 2006-06-30 → 2006-10-09
  A. G. Edwards & Sons, Inc.
  Columbia, SC
• 2006-03-03 → 2006-07-12
  First Citizens Investor Services, Inc.
  Cayce, SC
• 2002-08-06 → 2006-03-02
  Morgan Stanley Dw Inc.
  Columbia, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-28
• S63 Uniform Securities Agent State Law Examination
  2000-12-21