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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-04 |
Branch Locations
101 California Street Suite 4500, San Francisco, CA 94111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Banc Securities Inc. | San Francisco | CA | 05/2000 | 09/2016 |
| Raymond James & Associates, Inc. | San Francisco | CA | 09/2016 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 12/2017 | 05/2018 |
| Jpmorgan Securities, Llc. | San Francisco | CA | 12/2017 | 05/2018 |
| Unemployed | San Francisco | CA | 03/2017 | 11/2017 |
| Raymond James & Associates, Inc. | San Francisco | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-11 |
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