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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-03-25
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

400 Meridian Centre Suite #105, Rochester, NY 14618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Williamsville NY 06/2000 03/2017
Massachusetts Mutual Life Insurance Company Rochester NY 07/2016 Present
Mml Investors Services, Llc Rochester NY 03/2017 Present
  • 06/2000 → 03/2017
    Metlife Securities, Inc
    Williamsville, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Rochester, NY
  • 03/2017 → Present
    Rochester, NY
Previous Registrations
  • 2016-09-16 → 2017-03-25
    Msi Financial Services, Inc.
    Rochester, NY
    Rochester, NY
    Rochester, NY
Other Businesses

(1)Name: Michael V. Deer - Deer & Yunker Financial Partners Inv rel: Y Add: 400 Meridian Centre, Suite 105 Rochester NY 14618 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 01/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: life & health.. (2)Name: Michael V. Deer - Deer & Yunker Financial Partners Inv rel: Y Add: 400 Meridian Centre, Suite 105 Rochester NY 14618 Nature: Life Settlements/Viaticals Position: Agent Start date: 01/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Assist customers with sales of whole life and/or universal life policies to a Life Settlement Company. Assist customers with sales of variable life policies to a Life Settlement Company. This an active OBA - although I have never done any business with Ashar Group. I want to have it listed should I need to use it in the future. (3)Name: MVDTLD, Inv Rel: Y Addr: @ Residential address on file, Nature: LLC, set up for IAR compensation purposes only Position: N/A Start: 01/01/2023, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties:LLC established through which to run IAR compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-08
  • S63 Uniform Securities Agent State Law Examination
    2000-07-08
Other Names
  • Micheal Vincent Deer

View on SEC IAPD

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