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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
400 Meridian Centre Suite #105, Rochester, NY 14618 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | Williamsville | NY | 06/2000 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Rochester | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Rochester | NY | 03/2017 | Present |
(1)Name: Michael V. Deer - Deer & Yunker Financial Partners Inv rel: Y Add: 400 Meridian Centre, Suite 105 Rochester NY 14618 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 01/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: life & health.. (2)Name: Michael V. Deer - Deer & Yunker Financial Partners Inv rel: Y Add: 400 Meridian Centre, Suite 105 Rochester NY 14618 Nature: Life Settlements/Viaticals Position: Agent Start date: 01/01/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Assist customers with sales of whole life and/or universal life policies to a Life Settlement Company. Assist customers with sales of variable life policies to a Life Settlement Company. This an active OBA - although I have never done any business with Ashar Group. I want to have it listed should I need to use it in the future. (3)Name: MVDTLD, Inv Rel: Y Addr: @ Residential address on file, Nature: LLC, set up for IAR compensation purposes only Position: N/A Start: 01/01/2023, No Hr/Mo: 1 No Hr/Mo Dur Trading: 0 Duties:LLC established through which to run IAR compensation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-08 |
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