Tao Chin

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-01-03

FL RA
APPROVED

Since 2020-01-03

Branch Locations

Vero Beach, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Windsor	CT	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Windsor, CT

Previous Registrations

2012-02-06 → 2019-07-15

Voya Financial Advisors, Inc.

Braintree, MA

Vero Beach, FL

Windsor, CT
2010-02-22 → 2011-12-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cohasset, MA

Providence, RI

Hingham, MA
2006-11-21 → 2009-02-13

Strategic Advisers Llc

San Diego, CA

Other Businesses

1] NAME OF ENTITY: Hudson Life Trust; NO; 73 Hudson Street Boston, MA; Trustee of a Trust; I am not involved with the trust and do not devote any time to it. I am just a named trustee. 2] Forming Limited Liability Corp - 1 of 3 Partners; Purchase Real Estate investment property.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-26
S63	Uniform Securities Agent State Law Examination	2000-09-25

S66 Uniform Combined State Law Examination

2006-10-26
S63 Uniform Securities Agent State Law Examination

2000-09-25

View on SEC IAPD