Joseph Dominic Gandolfo

Current Employers

Employment History

• 09/2011 → 09/2021
  Morgan Stanley Smith Barney Llc
  Greenville, DE
• 01/2015 → 09/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2021 → Present
  Rbc Capital Markets, Llc
  Wilimington, DE
• 02/2022 → Present
  City National Bank
  Wilimington, DE

Previous Registrations

• 2011-09-30 → 2021-09-23
  Morgan Stanley
  Greenville, DE
  Greenville, DE
• 2007-02-07 → 2011-10-03
  Wells Fargo Clearing Services, Llc
  Hockessin, DE
  Philadelphia, PA
  Radnor, PA
  Wilmington, DE
  Wyomissing, PA

Other Businesses

(1) NAME OF ENTITY: Beach House owned by my wife and I ADDRESS: 3 E. Atlantic Blvd Ocean City NJ 08226 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: May 28, 2024 CAPACITY: Owner DUTIES: Owner of the beach house, renting it out for a few weeks HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-22
• S63 Uniform Securities Agent State Law Examination
  2000-07-21

Other Names

• Joe Gandolfo