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Yolanda Varela Ayala

Popular Securities, LLC

San Juan, PR

San Juan, PR

CRD 4207045

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Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2021-02-24
  • PR RA
    APPROVED
    Since 2021-02-24

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

209 Ponce De Leon Avenue Plaza Level, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities Inc Hato Rey PR 06/2000 03/2026
Banco Popular De Puerto Rico San Juan PR 06/2003 03/2026
Popular Securities, Llc San Juan PR 03/2026 Present
  • 06/2000 → 03/2026
    Popular Securities Inc
    Hato Rey, PR
  • 06/2003 → 03/2026
    Banco Popular De Puerto Rico
    San Juan, PR
  • 03/2026 → Present
    San Juan, PR
Other Businesses

Extra Bases Inc. (Vicepresident - Member of the Board of Directors) - PO Box 4996 Aguadilla PR 00609 - Hrs Per Month = 2 hours - No compensation - Non Investment Related - Nature of Business = Non for profit organization - Start Date = 01/01/2011 // APNI, Inc. (Member of the Board of Directors) - Urb. Caribe, Calle Detroit #1, Esquina Ponce de León, Sector El Cinco, San Juan, P.R. 00926 - No compensation - Non Investment Related - Nature of Business = Non for profit organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-11
  • S66 Uniform Combined State Law Examination
    2020-11-11
Other Names
  • Yolanda Varela

View on SEC IAPD

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