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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-05
  • FL RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-05

Branch Locations

4767 New Broad St. Ste. 1034, Orlando, FL 32814 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2003 06/2020
Equitable Advisors, Llc New York NY 01/2003 03/2024
Cambridge Investment Research, Inc. Fairfield IA 03/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) CHARLES HYATT INSURANCE, Jacksonville FL, 03/2024, Agent and Utilizing as a DBA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/Mo - 1 Trading 3) DAMON BASCO, Clearwater FL, 02/2003, Agent. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO - 10 Trading 4) OVIEDO POLICE OFFICERS PENSION BOARD, Oviedo FL, 03/2024, Board Member, NIR, 1 HR/MO - 0 Trading 5) CROSSFIT OVIEDO, Oviedo FL, 03/2024, Crossfit Coach, NIR, 4 HR/MO - 0 Trading 6) ASHAR GROUP, 1800 Pembrook Dr, #240, Orlando FL 32810, United States, 03/05/2024, Insurance Agent, Life Settlements, NIR, 1 HR/MO - 1 Trading 7) BULL & BEAR WEALTH MANAGEMENT PARTNERS LLC, 4767 New Broad Street, Suite 1034, Orlando FL 32814, United States, 08/01/2024, Owner, Using a Trade Name / DBA, INV REL, 160 HR/MO - 160 Trading 8) GP AGENCY DBA CAPSTONE HEALTH & WELLNESS, 4767 New Broad St, Suite 1034, Orlando FL 32814, United States, 10/22/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 Trading 9) 3RD PARTY INSURANCE CARRIERS, DAMON BASCO, 4767 New Broad St, Suite 1034, Orlando FL 32814, United States, 02/01/2003, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 10) DAMON BASCO, 4767 New Broad St, Suite 1034, Orlando FL 32814, 11/2025, Agent, 1099, NIR, 4 HR/MO, 4 HR/MO TRADING 11) RBC ENTERPRISES, 3085 Stone St, Suite 1034, Oviedo FL 32765, United States, 05/01/2026, W2 Employee, Owner/Partner of a Business Entity, NIR, 10 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-08
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S65 Uniform Investment Adviser Law Examination
    2001-05-08
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Designations

View on SEC IAPD

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