Aaron Scott Richman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-03-30

PA RA
APPROVED

Since 2015-03-30

Branch Locations

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Telford, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Philadelphia	PA	03/2015	11/2016
Wells Fargo Clearing Services, Llc	Philadelphia	PA	11/2016	Present

03/2015 → 11/2016

Wells Fargo Advisors, Llc

Philadelphia, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Philadelphia, PA

Previous Registrations

2009-10-09 → 2015-04-21

Rbc Capital Markets, Llc

Philadelphia, PA

Philadelphia, PA
2009-01-08 → 2009-10-09

J. B. Hanauer & Co.

Philadelphia, PA

Philadelpha, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-23

S66 Uniform Combined State Law Examination

2000-08-23

Other Names

Richman

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews