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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-04-06
  • CA RA
    APPROVED
    Since 2016-04-06

Branch Locations

North Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Investors Securities Corp. North Hollywood CA 06/2006 Present
Diversified Investment Advisors North Hollywood CA 07/2010 Present
  • 06/2006 → Present
    Diversified Investors Securities Corp.
    North Hollywood, CA
  • 07/2010 → Present
    Diversified Investment Advisors
    North Hollywood, CA
Other Businesses

BUSINESS NAME: RODAN AND FIELDS NON INVESTMENT RELATED BUSINESS, SELL OF SKINCARE PRODUCTS BUSINESS ADDRESS:5540 BILOXI AVENUE, NORTH HOLLYWOOD, CA 91601 POSITION: INDEPENDENT CONSULTANT START DATE: FEBRUARY 3, 2012 DEDICTE 30-40 HOURS A MONTH(1-2 HOURS A WEEK DURING SECURITIES TRADING HOURS)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-05
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S65 Uniform Investment Adviser Law Examination
    2016-04-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19
Other Names
  • Maribel Bustamante

View on SEC IAPD

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