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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-19 |
| TX | RA | APPROVED | 2021-12-15 |
| CT | RA | APPROVED | 2021-12-01 |
Branch Locations
263 Tresser Blvd. First Floor, Stamford, CT 06901 • United States
325 Route 100, Somers, NY 10589 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Standard New York Securities, Inc. | New York | NY | 07/2011 | 09/2016 |
| Unemployed | Westport | CT | 10/2016 | 02/2017 |
| Penn Mutual Life | Horsham | PA | 02/2017 | 07/2020 |
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2017 | 07/2020 |
| Lpl Financial Llc | Stamford | CT | 07/2020 | Present |
| Private Advisor Group, Llc | Farmington | CT | 08/2020 | 11/2021 |
| Sterling National Bank | Somers | NY | 12/2021 | Present |
1)7/27/2020- Nolan Menachemson- Tax Prep/Accounting/CPA- Inv. Related- Farmington, CT -start date 1/1/2017- 6hrs/mth 2)7/27/2020- Non-Variable Insurance- Agent selling life, health, disability, LTC, fixed annuities, P&C -Inv. Related- Westport, CT-start date 7/1/2020- 20hrs/mth 3) 12/10/2021 - American Strategic Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/29/2021 - 160 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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