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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-30
LA RA APPROVED 2020-11-25
  • TX RA
    APPROVED_RES
    Since 2020-11-30
  • LA RA
    APPROVED
    Since 2020-11-25

Branch Locations

3421 N Causeway Blvd Suite 800, Metairie, LA 70002 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 05/2015 10/2020
Purshe Kaplan Sterling Investments Albany NY 10/2020 12/2024
Beacon Pointe Advisors, Llc Metairie LA 10/2020 07/2025
Beacon Pointe Insurance Services, Llc Metairie LA 10/2020 Present
Beacon Pointe Advisors, Llc Metairie LA 07/2025 Present
Previous Registrations
Other Businesses

(1) CBDQ, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner. Start 2/2015. 1hrs/mo, all during trading hours. Part owner of real estate holding company. (2) DDP, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner, manager. Start 12/2011. 1hr/mo, all during trading hours. Part owner and manager of commercial retail office building. (3) Rad Properties, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner. Start 1/1995. 1hr/mo, all during trading hours. Co-owner and manager of commercial retail building. 4)BEACON POINTE INSURANCE SERVICES, LLC. NOT INVESTMENT-RELATED. 24 CORPORATE PLAZA DR., STE. 150, NEWPORT BEACH, CA 92660. SALE OF INSURANCE PRODUCTS (LIFE AND/OR ACCIDENT/HEALTH INSURANCE). LICENSED INSURANCE AGENT. 11/2020 TO PRESENT. 5 HRS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-03
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S66 Uniform Combined State Law Examination
    2016-06-03
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09
Other Names
  • Rocky Daigle
  • Raymond A Daigle

View on SEC IAPD

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