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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-30 |
| LA | RA | APPROVED | 2020-11-25 |
Branch Locations
3421 N Causeway Blvd Suite 800, Metairie, LA 70002 • United States
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 05/2015 | 10/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2020 | 12/2024 |
| Beacon Pointe Advisors, Llc | Metairie | LA | 10/2020 | 07/2025 |
| Beacon Pointe Insurance Services, Llc | Metairie | LA | 10/2020 | Present |
| Beacon Pointe Advisors, Llc | Metairie | LA | 07/2025 | Present |
(1) CBDQ, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner. Start 2/2015. 1hrs/mo, all during trading hours. Part owner of real estate holding company. (2) DDP, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner, manager. Start 12/2011. 1hr/mo, all during trading hours. Part owner and manager of commercial retail office building. (3) Rad Properties, LLC. Non-Investment Related. 3421 N Causeway Blvd., Suite 800, Metairie, LA 70002. LLC to hold real estate. Owner. Start 1/1995. 1hr/mo, all during trading hours. Co-owner and manager of commercial retail building. 4)BEACON POINTE INSURANCE SERVICES, LLC. NOT INVESTMENT-RELATED. 24 CORPORATE PLAZA DR., STE. 150, NEWPORT BEACH, CA 92660. SALE OF INSURANCE PRODUCTS (LIFE AND/OR ACCIDENT/HEALTH INSURANCE). LICENSED INSURANCE AGENT. 11/2020 TO PRESENT. 5 HRS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-09 |
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