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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-02-16
TX RA APPROVED 2015-02-05
  • FL RA
    APPROVED
    Since 2015-02-16
  • TX RA
    APPROVED
    Since 2015-02-05

Branch Locations

10085 Overseas Hwy, Marathon, FL 33050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Marathon FL 01/2015 Present
Raymond James Financial Services Advisors Inc. Marathon FL 02/2015 Present
Chapman Asset Management Marathon FL 01/2015 Present
Chapman And Cardwell Pllc Marathon FL 10/2010 Present
  • 01/2015 → Present
    Raymond James Financial Services, Inc.
    Marathon, FL
  • 02/2015 → Present
    Marathon, FL
  • 01/2015 → Present
    Chapman Asset Management
    Marathon, FL
  • 10/2010 → Present
    Chapman And Cardwell Pllc
    Marathon, FL
Previous Registrations
Other Businesses

(1)Name of Business: 4865 S Atlantic #202 Address: 851 104th St , Marathon, FL, 33050, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i will own the condo and occasionally rent it out with a manager (2)Name of Business: Chapman and Cardwell PLLC Address: 8905 Overseas Highway, Marathon, FL, 33050, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Mike and I both serve as Principals in the firm. We provide financial advice to clients and manage day to day business activites (3)Name of Business: Chapman Asset Management Address: 10085 Overseas Hwy, Marathon, FL, 33050-3336, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/19/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: supports business expense payments not included in Chapman and Cardwell (4)Name of Business: Fishermens Health, Inc Address: 3301 Overseas Highway, Marathon, FL, 33050, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: No Start Date: 06/30/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: provide governance oversight to management and represent local community to parent company Baptist Health South Florida

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2000-08-09
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-08-09

View on SEC IAPD

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