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Patrick Thomas Silva

Mml Investors Services, LLC

Springfield, MA

Lancaster, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-09-23
  • CT RA
    APPROVED
    Since 2019-09-23

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Lancaster, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Boston MA 11/2014 11/2017
Massmutual Springfield MA 05/2018 Present
Mml Investors Services, Llc Springfield MA 05/2018 Present
Unemployed Lancaster MA 11/2017 05/2018
  • 11/2014 → 11/2017
    Sii
    Boston, MA
  • 05/2018 → Present
    Massmutual
    Springfield, MA
  • 05/2018 → Present
    Mml Investors Services, Llc
    Springfield, MA
  • 11/2017 → 05/2018
    Unemployed
    Lancaster, MA
Previous Registrations
  • 2014-12-02 → 2017-11-06
    Signator Investors, Inc.
    Boston, MA
    Boston, MA
  • 2011-03-14 → 2014-11-24
    Commonwealth Financial Network
    Waltham, MA
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-29
S63 Uniform Securities Agent State Law Examination 2000-09-15
  • S65 Uniform Investment Adviser Law Examination
    2005-07-29
  • S63 Uniform Securities Agent State Law Examination
    2000-09-15

View on SEC IAPD

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MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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