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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-09-23 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Lancaster, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Boston | MA | 11/2014 | 11/2017 |
| Massmutual | Springfield | MA | 05/2018 | Present |
| Mml Investors Services, Llc | Springfield | MA | 05/2018 | Present |
| Unemployed | Lancaster | MA | 11/2017 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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