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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-10 |
| TX | RA | APPROVED | 2024-06-10 |
| WI | RA | APPROVED | 2024-06-10 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
440 Science Drive Suite 303, Madison, WI 53711 • United States
Fitchburg, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Incorporated | Madison | WI | 11/2014 | 07/2023 |
| Bank Of America, N.A. | Madison | WI | 03/2015 | 07/2023 |
| Steward Partners Investment Solutions, Llc | Madison | WI | 07/2023 | Present |
| Vantage Point Private Wealth Llc | Madison | WI | 07/2023 | 05/2025 |
| Steward Partners Investment Advisory, Llc | Madison | WI | 06/2024 | Present |
| Vpwisco, Llc | Madison | WI | 05/2025 | Present |
1)OBA Type: Business Ownership; Name of Activity: VPWISCO LLC DBA Vantage Point Private Wealth; City/State: MADISON, WI; Nature of Business: Investment Firm; Position: OWNER; Start date: 01/01/2025; 160 HRS/MO devoted to activity; 160 HRS/MO devoted during business hours: Investment related. (2) Name of Business: CJF Books, LLC; City/State: Fitchburg, WI; Activity Type: Business Ownership; Position/Title: Member; Investment Related: No; Start Date: 10/01/2025; Hours per month devoted to this business: 10; Hours per month devoted to this business during trading hours: 0; Description of duties: Author of a Book. (3) Name of Business: Author; City/State: Fitchburg, WI; Activity Type: Part-Time Employment; Position/Title: Author; Investment Related: No; State Date 10/01/2025; Hours per month devoted to this business: 10; Hours per month devoted to this business during trading hours: 0; Description of duties: Writing a book.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-30 |
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