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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-10
TX RA APPROVED 2024-06-10
WI RA APPROVED 2024-06-10
  • CA RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-10
  • WI RA
    APPROVED
    Since 2024-06-10

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

440 Science Drive Suite 303, Madison, WI 53711 • United States

Fitchburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Incorporated Madison WI 11/2014 07/2023
Bank Of America, N.A. Madison WI 03/2015 07/2023
Steward Partners Investment Solutions, Llc Madison WI 07/2023 Present
Vantage Point Private Wealth Llc Madison WI 07/2023 05/2025
Steward Partners Investment Advisory, Llc Madison WI 06/2024 Present
Vpwisco, Llc Madison WI 05/2025 Present
Previous Registrations
Other Businesses

1)OBA Type: Business Ownership; Name of Activity: VPWISCO LLC DBA Vantage Point Private Wealth; City/State: MADISON, WI; Nature of Business: Investment Firm; Position: OWNER; Start date: 01/01/2025; 160 HRS/MO devoted to activity; 160 HRS/MO devoted during business hours: Investment related. (2) Name of Business: CJF Books, LLC; City/State: Fitchburg, WI; Activity Type: Business Ownership; Position/Title: Member; Investment Related: No; Start Date: 10/01/2025; Hours per month devoted to this business: 10; Hours per month devoted to this business during trading hours: 0; Description of duties: Author of a Book. (3) Name of Business: Author; City/State: Fitchburg, WI; Activity Type: Part-Time Employment; Position/Title: Author; Investment Related: No; State Date 10/01/2025; Hours per month devoted to this business: 10; Hours per month devoted to this business during trading hours: 0; Description of duties: Writing a book.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-30
  • S66 Uniform Combined State Law Examination
    2015-01-30
Designations

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