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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Lpl Financial | Pekin | IL | 10/2018 | Present |
1) 10/19/2018 - Non-Variable Insurance - JAMES UNLAND & CO. - 5% - Pekin, IL 2) 10/19/2018 - DBA for LPL Business (entity for LPL business) - UNLAND WEALTH Strategies - 100% - Pekin, IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-10 |
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