Jeremy Charles Newton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2016 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2009-06-01 → 2016-04-07
  Morgan Stanley
  Houston, TX
• 2008-02-15 → 2009-06-01
  Morgan Stanley & Co. Llc
  Houston, TX
  Houston, TX
• 2000-11-07 → 2008-02-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
  Sugar Land, TX

Other Businesses

I*137000For-Profit Newton Real PropertyInvestment related: YMissouri City, TXLLCFamily Held, start date-3/31/202110 hour(s) Monthlyhours during trading hours: 0Duties: Rental Home. I*98792 FOR-PROFIT NAME : NEWTON FARMSINVESTMENT RELATED: NADDRESS OF BUSINESS: MISSOURI CITY, TXNATURE OF BUSINESS: FAMILY BUSINESS,POSITION: OWNER, START DATE OF RELATIONSHIP: 11/15/2007NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NEWTON FARMS OWNS CATTLE AND LAND. I*98790 / 433206FOR-PROFIT NAME: CNN BREEDINGINVESTMENT RELATED: NADDRESS OF BUSINESS: MISSOURI CITY, TXNATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION: OWNER, START DATE: 11/1/2011NUMBER OF HOURS DEVOTED: 150 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CATTLE/HORSE BREEDING BUSINESS. I*98794 FOR-PROFIT NAME: LMR RACINGINVESTMENT RELATED: NADDRESS OF BUSINESS: HOUSTON, TXNATURE OF BUSINESS: GENERAL PARTNERSHIP,POSITION: OWNER, START DATE: 9/1/2010NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LMR RACING IS A HORSE RACING BUSINESS. I AM CO OWNER. I*98793 / 433209 FOR-PROFIT NAME: MJF PARTNERSHIPSINVESTMENT RELATED: NADDRESS OF BUSINESS: MISSOURI CITY, TXNATURE OF BUSINESS: SOLE PROPRIETORSHIPPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/2/2007NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MJF IS A HORSE RACING BUSINESS. *106529 For-Profit Name: CMO StrategicInvestment related: YAddress of business:Bryan, Texas 77802Nature of business: Family Business,Position, title, association: Limited Partner, Start date of relationship: 6/6/2017Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I will have no roles or responsibilities. I will have no input on what my cousin does with the money. I*10353For profit or not for profit: Name: J and N Investment related: Address of business: Gilchrist, TexasStart date of relationship: 12/11/2020Number of hours devoted: 42 hour(s) Number of hours devoted during trading hours: 4 I*137444 /410873F Entity For Profit Name : Newton Real Holdings LLCInvestment related: NAddress of business: Missouri City, Texas, 77459Nature of business: Limited Liability Company Position: General Partner/Managing Member, Start date of relationship: 4/15/2021Number of hours devoted: 50 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , This LLC will hold our real estate property. I*1022259 Entity For Profit Name: BNN Breeding Investment related: NAddress: Missouri City,TXNature of business: General Partnership Position: Owner, Start date: 10/4/2022Number of hours devoted: 10 hour(s) Monthly hours devoted during trading hours: 1Duties: , Breeding and Racing Quarter Horses 10353 / 505023 Name: J and C N Gilchrist, Texas, 77617Co-owner with familyStart date- 12/11/2020150 hours a year4 hours during tradingBeach rental property I*42384For Profit Name: Newton Real PropertyInvestment related: NAddress of business Missouri City,Texas, Committee, General Partner/Managing Member, Owner start 31-Mar-2021 10 mnthly 0 during trade I*3019269, Entity Type: , Name : Big Easy Enterprises , Address: Columbus , Texas, 78934, Investment Related: N, Position: member , Employee State Date: 12/20/2025, No Hours: 16 Yearly, No Hours during Trading: 0 Yearly, Duties: Hearing ideas of how the ranch is managed and developed over the next 10 to 20 years while giving my opinion on what will give the members the best experience and preserve history of the ranch and golf course Big Easy Ranch is a golf course and hunting ranch. I am and have been one of the founding member of the ranch and the manager of the ranch trust my judgement on helping set direction for the ranch. There is no compensation for my involvement, it is an honor to be apart and guide the new number one private golf course in the United States.

Exams

• S66 Uniform Combined State Law Examination
  2000-11-06