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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-01-23
  • MD RA
    APPROVED
    Since 2017-01-23

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

10400 Little Patuxent Pkwy Ste G3, Columbia, MD 21044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Columbia MD 10/2016 11/2016
Unemployed Odenton MD 02/2016 10/2016
Wells Fargo Bank Na Columbia MD 10/2016 Present
Wells Fargo Clearing Services, Llc Columbia MD 11/2016 Present
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Columbia, MD
  • 02/2016 → 10/2016
    Unemployed
    Odenton, MD
  • 10/2016 → Present
    Wells Fargo Bank Na
    Columbia, MD
  • 11/2016 → Present
    Columbia, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-13
S63 Uniform Securities Agent State Law Examination 2000-08-04
  • S66 Uniform Combined State Law Examination
    2017-01-13
  • S63 Uniform Securities Agent State Law Examination
    2000-08-04
Other Names
  • Donald Lee Monroe
  • Donald L Monroe

View on SEC IAPD

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