Lance Alden Lipset

Current Employers

Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-04-16
TX	RA	APPROVED	2024-03-12

NJ RA
APPROVED

Since 2024-04-16
TX RA
APPROVED

Since 2024-03-12

Branch Locations

Basking Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments, Inc.	Albany	NY	05/2012	12/2016
Lws Wealth Advisors	Basking Ridge	NJ	06/2013	03/2024
Mai Capital Management Llc	Basking Ridge	NJ	03/2024	Present

05/2012 → 12/2016

Purshe Kaplan Sterling Investments, Inc.

Albany, NY
06/2013 → 03/2024

Lws Wealth Advisors

Basking Ridge, NJ
03/2024 → Present

Mai Capital Management Llc

Basking Ridge, NJ

Previous Registrations

2012-05-04 → 2024-03-12

Lws Wealth Advisors, Inc.

Basking Ridge, NJ

Basking Ridge, NJ
2004-04-15 → 2012-05-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Short Hills, NJ

New York, NY

Other Businesses

1) Cape May Point Volunteer Fire Company No 1; Investment Related; 412 Yale Ave Cape May Pt, NJ 08212; Member of Finance Committee; 1 hour per month no hours during Securities trading Hours; Start of relationship 1/1/19.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-20

S66 Uniform Combined State Law Examination

2000-11-20

Designations

Other Names

Lance A Lipset

View on SEC IAPD