Lance Alden Lipset

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 12/2016
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 06/2013 → 03/2024
  Lws Wealth Advisors
  Basking Ridge, NJ
• 03/2024 → Present
  Mai Capital Management Llc
  Basking Ridge, NJ

Previous Registrations

• 2012-05-04 → 2024-03-12
  Lws Wealth Advisors, Inc.
  Basking Ridge, NJ
  Basking Ridge, NJ
• 2004-04-15 → 2012-05-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Short Hills, NJ
  New York, NY

Other Businesses

1) Cape May Point Volunteer Fire Company No 1; Investment Related; 412 Yale Ave Cape May Pt, NJ 08212; Member of Finance Committee; 1 hour per month no hours during Securities trading Hours; Start of relationship 1/1/19.

Exams

• S66 Uniform Combined State Law Examination
  2000-11-20

Designations

• Certified Financial Planner

Other Names

• Lance A Lipset