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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 08/2002 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 01/2005 | 03/2019 |
| Woodbury Financial Services, Inc. | Tempe | AZ | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Tempe | AZ | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Tempe | AZ | 01/2024 | 09/2024 |
| Lpl Financial | Tempe | AZ | 09/2024 | Present |
1- 09/2024 / Garber Financial Planning / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 150 hrs mnth / 40 hrs during trading / start 02/06/2006 2- 09/2024 / S & G Wealth Partners / DBA for LPL Business (entity for LPL business) / Inv Rltd / start 08/21/2024 3- 09/2024 / FUMG LLC / Real Estate Rental / Inv Rltd / 1 hrs mnth / start 09/15/2008 4- 09/2024 / Non-Variable Insurance / Inv Rltd / 1 hrs mnth / 1 hrs during trading / start 05/01/1998 5- 09/2024 / Notary / Non Inv Rltd / 1 hr mnth / 1 hrs during trading / start 07/29/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-09-27 |
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