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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-16 |
| PA | RA | APPROVED | 2011-05-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
Sunny Isles Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newtown | PA | 05/2011 | Present |
| Private Advisor Group, Llc | Newtown | PA | 05/2011 | Present |
1. 09/15/2011 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR 2. 05/03/2011 - NEWTOWN INVESTMENT SERVICES, LLC - DBA ONLY 3. 12/18/2017 - Private Advisor Group - DBA: Newtown Investment Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/27/2011 - 160 Hours Per Month / 130 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/18/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/13/2023 - NEWTOWN HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/31/2023 - 5 Hours Per month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-05 |
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