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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-16
PA RA APPROVED 2011-05-26
  • FL RA
    APPROVED
    Since 2024-04-16
  • PA RA
    APPROVED
    Since 2011-05-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Sunny Isles Beach, FL • United States

Yardley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Newtown PA 05/2011 Present
Private Advisor Group, Llc Newtown PA 05/2011 Present
Previous Registrations
Other Businesses

1. 09/15/2011 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR 2. 05/03/2011 - NEWTOWN INVESTMENT SERVICES, LLC - DBA ONLY 3. 12/18/2017 - Private Advisor Group - DBA: Newtown Investment Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/27/2011 - 160 Hours Per Month / 130 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/18/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/13/2023 - NEWTOWN HOLDINGS, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/31/2023 - 5 Hours Per month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-05
  • S66 Uniform Combined State Law Examination
    2000-09-05
Other Names
  • Peter E Danese

View on SEC IAPD

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