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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-23
MI RA APPROVED 2010-08-26
  • TX RA
    APPROVED
    Since 2016-05-23
  • MI RA
    APPROVED
    Since 2010-08-26

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Farmington Hills MI 06/2000 Present
Bank Of America, Na Farmington Hills MI 12/2009 Present
  • 06/2000 → Present
    Merrill Lynch
    Farmington Hills, MI
  • 12/2009 → Present
    Bank Of America, Na
    Farmington Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-05
  • S66 Uniform Combined State Law Examination
    2000-09-05

View on SEC IAPD

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