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Lawrence R Kigin

Citigroup Global Markets Inc.

O'FAllon, MO

Troy, IL

CRD 4206014

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-04-28
  • MO RA
    APPROVED
    Since 2021-04-28

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

Troy, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weiss Insurance Agency Collinsville IL 02/2013 09/2017
Td Ameritrade Saint Louis MO 09/2017 09/2019
Edward Jones St.LOuis MO 09/2019 11/2020
E*Trade Securities Llc Alpharetta GA 12/2020 03/2021
Citigroup Ofallon MO 04/2021 Present
  • 02/2013 → 09/2017
    Weiss Insurance Agency
    Collinsville, IL
  • 09/2017 → 09/2019
    Td Ameritrade
    Saint Louis, MO
  • 09/2019 → 11/2020
    St.LOuis, MO
  • 12/2020 → 03/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 04/2021 → Present
    Citigroup
    Ofallon, MO
Previous Registrations
  • 2019-09-17 → 2020-11-03
    Troy, IL
    St Louis, MO
  • 2018-10-23 → 2019-09-17
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2018-10-23 → 2019-09-17
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Other Businesses

Madison Insurance Association, LLC; Investment-related; Nature: Personal Lines Insurance Automobile Insurance Broker; Oak Ridge, TN; Started: 1/1/2005; Title: Agent of Record Only-Non-Active-Renewal only-Insurance Producer; Duties: I am the "Servicing Agent of Record" for one automobile insurance policy, that is held by this agency. ; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours. /////CAN-Continental Casualty Company.; Not Investment-related; Nature: Insurance-Long Term Care, Servicing Agent of Record only, not actively, directly, or indirectly marketing in any capacity. ; Troy, IL; Started: January 1, 1997.; Title: Servicing Agent of Record only-Not actively producing or marketing in any capacity.; Duties: I am the agent of record, servicing only, no active marketing in any capacity, for one Long Term Care Insurance LTCI policy, written on my brother. I do not actively solicit, market, or service, at any time while at work or off work. This is merely an "Agent of Record" with CNA.; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-12-11
Other Names
  • Lawrence Raymond Kigin
  • Larry Raymond Kigin
  • Larry R Kigin
  • Larry Kigin

View on SEC IAPD

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