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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-04-28 |
Branch Locations
Troy, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Weiss Insurance Agency | Collinsville | IL | 02/2013 | 09/2017 |
| Td Ameritrade | Saint Louis | MO | 09/2017 | 09/2019 |
| Edward Jones | St.LOuis | MO | 09/2019 | 11/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 12/2020 | 03/2021 |
| Citigroup | Ofallon | MO | 04/2021 | Present |
Madison Insurance Association, LLC; Investment-related; Nature: Personal Lines Insurance Automobile Insurance Broker; Oak Ridge, TN; Started: 1/1/2005; Title: Agent of Record Only-Non-Active-Renewal only-Insurance Producer; Duties: I am the "Servicing Agent of Record" for one automobile insurance policy, that is held by this agency. ; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours. /////CAN-Continental Casualty Company.; Not Investment-related; Nature: Insurance-Long Term Care, Servicing Agent of Record only, not actively, directly, or indirectly marketing in any capacity. ; Troy, IL; Started: January 1, 1997.; Title: Servicing Agent of Record only-Not actively producing or marketing in any capacity.; Duties: I am the agent of record, servicing only, no active marketing in any capacity, for one Long Term Care Insurance LTCI policy, written on my brother. I do not actively solicit, market, or service, at any time while at work or off work. This is merely an "Agent of Record" with CNA.; 0. hours are devoted each month during securities trading hours; 0. hours are devoted each month outside of securities trading hours. /////
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-11 |
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