Donald Richard Barthel

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

AL RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

300 Market Street Ne Suite 101, Decatur, AL 35601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Decatur	AL	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Decatur, AL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Decatur, AL

Huntsville, AL
2005-11-04 → 2007-04-02

Morgan Stanley Dw Inc.

Decatur, AL

Huntsville, AL
2000-08-17 → 2005-11-14

Legg Mason Wood Walker, Incorporated

Hunstville, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-07-15

S66 Uniform Combined State Law Examination

2000-07-15

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

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