Roberto Luis Rivera Vazquez

Employer firm

Freedom Advisory CRD 147546

$881M regulatory AUM 18 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Freedom Advisory

Centro Internacional De Mercadeo 90 Carr 165 Ste 505, Guaynabo, PR 00968-8067 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-07-10
TX	RA	APPROVED_RES	2024-03-20
PR	RA	APPROVED	2017-04-19

FL RA
APPROVED

Since 2026-07-10
TX RA
APPROVED_RES

Since 2024-03-20
PR RA
APPROVED

Since 2017-04-19

Branch Locations

Centro Internacional De Mercadeo 90 Carr 165 Ste 505, Guaynabo, PR 00968-8067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Banco Popular De Pr	San Juan	PR	10/1998	04/2017
Popular Securities	Hato Rey	PR	06/2000	04/2017
Freedom Advisory	Guaynabo	PR	04/2017	Present

10/1998 → 04/2017

Banco Popular De Pr

San Juan, PR
06/2000 → 04/2017

Popular Securities

Hato Rey, PR
04/2017 → Present

Freedom Advisory

Guaynabo, PR

Previous Registrations

2007-09-21 → 2017-03-13

Popular Securities, Llc

Santurce, PR

Hato Rey, PR

San Juan, PR

St. Thomas, VI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-28

S66 Uniform Combined State Law Examination

2001-02-28

Designations

Certified Financial Planner

Other Names

Roberto Luis Rivera

View on SEC IAPD