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Philip Brian Novicki

Thrivent Investment Management Inc.

Scottsdale, AZ

Anthem, AZ

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-02-08
  • AZ RA
    APPROVED
    Since 2010-02-08

Branch Locations

16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Anthem, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Scottsdale AZ 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-23
S63 Uniform Securities Agent State Law Examination 2002-04-30
  • S65 Uniform Investment Adviser Law Examination
    2003-12-23
  • S63 Uniform Securities Agent State Law Examination
    2002-04-30

View on SEC IAPD

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