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John David Clements

Wells Fargo Clearing Services, LLC

St Simons Island, GA

Savannah, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-11-05
GA RA APPROVED 2004-09-01
  • TX RA
    APPROVED_RES
    Since 2014-11-05
  • GA RA
    APPROVED
    Since 2004-09-01

Branch Locations

200 Plantation Chase Ste 9 [Office Of Convenience], St Simons Island, GA 31522 • United States

200 Stephenson Ave Ste 301, Savannah, GA 31405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Savannah GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Other Businesses

LEGACY ASSET MANAGEMENT, LLC, INV RELATED, RICHMOND HILL, GA, 99% OWNERSHIP, START: 5/1/2017, 5 HRS/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-31
S63 Uniform Securities Agent State Law Examination 2000-07-26
  • S65 Uniform Investment Adviser Law Examination
    2004-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-07-26
Other Names
  • David Clements

View on SEC IAPD

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