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Perry Arthur Neuman

Hightower Advisors, LLC

Chicago, IL

Alpharetta, GA

CRD 4205829

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-06-25
  • GA RA
    APPROVED
    Since 2013-06-25

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

2300 Lakeview Parkway Suite 700, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Alpharetta GA 05/2013 Present
Hightower Securities, Llc Alpharetta GA 05/2013 Present
  • 05/2013 → Present
    Alpharetta, GA
  • 05/2013 → Present
    Hightower Securities, Llc
    Alpharetta, GA
Previous Registrations
  • 2005-06-30 → 2013-06-10
    Truist Investment Services, Inc.
    Alpharetta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2003-06-03 → 2005-06-30
    Truist Securities, Inc.
    Atlanta, GA
  • 2003-01-16 → 2003-06-05
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-08
  • S66 Uniform Combined State Law Examination
    2001-02-08

View on SEC IAPD

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