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Phillip Todd Harrington

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spartanburg, SC

Charlotte, NC

Wilmington, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-07-08
  • NC RA
    APPROVED
    Since 2014-07-08

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 06/2014 Present
Previous Registrations
  • 2013-07-22 → 2014-06-23
    Allspring Funds Management, Llc
    Charlotte, NC
  • 2009-10-23 → 2013-07-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
    Charlotte, NC
  • 2007-05-17 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Boston, MA
  • 2006-08-16 → 2007-05-14
    Alight Financial Solutions, Llc
    Lincolnshire, IL
    Chicago, IL
    Charlotte, NC
  • 2006-01-06 → 2006-03-28
    Colonial Asset Management Inc
    Charlotte, NC
    Montgomery, AL
  • 2004-11-15 → 2005-09-01
    Harrisdirect Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-10
S63 Uniform Securities Agent State Law Examination 2000-08-23
  • S66 Uniform Combined State Law Examination
    2004-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-08-23
Other Names
  • Todd Harrington
  • Todd Harrington

View on SEC IAPD

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Other Offices

COLONIAL TRUST ADVISORS, INC. · SPARTANBURG, SC
NEWEDGE ADVISORS · Spartanburg, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SPARTANBURG, SC
FIRST CITIZENS INVESTOR SERVICES, INC. · Spartanburg, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
LPL FINANCIAL LLC · SPARTANBURG, SC
CETERA INVESTMENT ADVISERS LLC · SPARTANBURG, SC
LPL ENTERPRISE, LLC · SPARTANBURG, SC

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