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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-06
TX RA APPROVED_RES 2018-08-06
NC RA APPROVED 2018-08-03
  • FL RA
    APPROVED
    Since 2018-08-06
  • TX RA
    APPROVED_RES
    Since 2018-08-06
  • NC RA
    APPROVED
    Since 2018-08-03

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 08/2018
Robert W Baird & Co., Incorporated Charlotte NC 08/2018 Present
Previous Registrations
  • 2008-01-01 → 2018-08-09
    Charlotte, NC
    Charlotte, NC
  • 2004-07-16 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-15
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2004-07-15
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14

View on SEC IAPD

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