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Current Employers
Liberty One Investment Management

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-06-22
  • KY RA
    APPROVED
    Since 2020-06-22

Branch Locations

1509 N. Milwaukee Ave., Libertyville, IL 60048 • United States

Verona, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftj Fundchoice, Llc Hebron KY 10/2012 Present
Liberty One Investment Management Libertyville IL 06/2020 Present
Previous Registrations
  • 2016-12-13 → 2020-06-12
    Orion Portfolio Solutions, Llc
    Hebron, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29
Other Names
  • Karen Michelle Barker

View on SEC IAPD

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