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1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-25 |
Branch Locations
1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bragg Financial Advisors. Inc. | Charlotte | NC | 08/2021 | Present |
| Wells Fargo Bank, N.A. | Charlotte | NC | 05/2013 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-14 |
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