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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-24 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Inc. | Charlotte | NC | 01/2004 | 05/2024 |
| Tiaa | Charlotte | NC | 07/2001 | 06/2024 |
| Lpl Financial | Fort Mill | SC | 04/2025 | 11/2025 |
| Vanguard Marketing Corporation | Charlotte | NC | 11/2025 | 05/2026 |
| Walden University | Charlotte | NC | 05/2016 | 12/2017 |
| Unemployed | Charlotte | NC | 05/2024 | 04/2025 |
| Tiaa | Charlotte | NC | 06/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 06/2026 | Present |
Name: Amazon Position: Fulfillment Associate -L1 Nature: Amazon.com is an e-commerce platform that sells many product lines, including media (Amazon.com is an e-commerce platform that sells many product lines, including media (books, movies, music, and software), apparel, baby products, consumer electronics, beauty products, gourmet food, groceries, health and personal care products, industrial & scientific supplies, kitchen items, jewelry, watches, lawn and garden items, musical instruments, sporting goods, tools, automotive items, toys and games, Investment Related: No Hours: 50 Securities Trading Hours: 0 Start Date: 06/16/2026 Address: 3620 Reeves Ridge Drive, CLT9, Charlotte NC 28214, United States Description: Job Duties: Sort customer packages by final destination zip code and consolidate them for pallet wrapping for final destination delivery in Amazon Warehouse (CLT9)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-04 |
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