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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-28 |
Branch Locations
3838 Oak Lawn Avenue Suite 1420, Dallas, TX 75219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Dallas | TX | 02/2013 | 05/2019 |
| Raymond James Financial Services, Inc. | Dallas | TX | 05/2019 | Present |
| Raymond James Financial Services, Inc. | Dallas | TX | 05/2019 | Present |
| Bordelon Capital Wealth Managment | Dallas | TX | 05/2019 | Present |
(1)Name of Business: Bordelon Capital Wealth Managment Address: 3838 Oak Lawn Ave Ste 920, Dallas, TX, 75219, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/28/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Registered Client Service Manager (2)Name of Business: National Charity League of Richardson Address: 6507 Riverview Ln, Dallas, TX, 75248, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Yearly Audit of the Chapter's record keeping to ensure it matches up with bank statements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-26 |
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