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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-12
  • TX RA
    APPROVED_RES
    Since 2019-09-12

Branch Locations

280 Congress St Suite 1300, Boston, MA 02210 • United States

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Boston MA 08/2005 Present
Mml Investor Services, Inc. Boston MA 09/2005 Present
  • 08/2005 → Present
    Massmutual Life Insurance Company
    Boston, MA
  • 09/2005 → Present
    Mml Investor Services, Inc.
    Boston, MA
Other Businesses

(1) Name: Cross Coastal Advisors Inv Rel: Y Add: 101 Federal Street Boston, MA. 02110 Nature: Life, health insurance sales Position: Sales, agent Start date: 1/01/2001, No. HR/MO: 0 No. HR/MO during sec trading: 0 (2) Name: Cross Coastal Advisors Inv Rel: Y Add: 101 Federal Street Boston, MA. 02110 Nature: Life Settlements/Viaticals Position: Referrals Start date: 1/01/2012, No. HR/MO: 0 No. HR/MO during sec trading: 0 (3) Name: Cross Coastal Advisors Inv Rel: Y Add: 101 Federal Street Boston, MA. 02110 Nature: Life and health insurance sales Position: Sales, ownership, agent Start date: 6/01/2018, No. HR/MO: 20 No. HR/MO during sec trading: 80 Describe duties: Will be using Lion Street Financial as the BGA for all non Mass Mutual Life, disability and long-term care business (4) Name: Intracoastal Waterway LLC Inv Rel: N Add: 486 Bellini Circle Nokomis, FL. 34275 Nature: Retail sales Position: Passive investor Start date: 1/06/20201 No. HR/MO: 0-5 No. HR/MO during sec trading: 0 (5) NAME: Highstreet Insurance Partners INV REL: Y ADD: 280 Congress St, Ste 1300, Boston, MA 02210 NATURE: Financial services POSITION: Employee START DATE: 04/01/2025 NO. HR/MO: 160 NO. HR/MO DURING SEC TRADING: 120 DESCRIBE DUTIES: Management of financial services partnership. (6) Name: Father Rick, LLC, INV REL: N, Add: 280 Congress Street, Suite 1300, Boston, MA 02210, Nature: Member of LLC for Race Horse Ownership, Position: Member Start date: 03/30/2026, No. HR/MO: 1, No. HR/MO during sec trading: 0, Describe duties: No active duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S66 Uniform Combined State Law Examination
    2006-01-09
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28

View on SEC IAPD

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